Stocks by Mike (together, with its affiliates, owners, and control persons, the “Publisher” or “Stocks by Mike”) values and respects both its Clients and Readers and strives to succeed in its mission of marketing public companies and their securities as well as informing the investment community about investment opportunities in public companies.
Stocks by Mike does this without charge to its readers or subscribers (“Readers”) through offering advertorials, videos and webcasts, research reports, eBooks, email communications, and other content on the Stocks by Mike website (the “Site”) or on any other websites and mobile applications owned and operated by us or our affiliates (the Site and these services, content, and applications collectively constituting the “Services”) that link to this Disclaimer. Please review the below to more fully understand the Services that we offer, the risks inherent in any investment, and Stocks by Mike’s role as a provider of marketing content.
Stocks by Mike Is Not an Investment Advisor or Registered Broker or dealer.
Neither Stocks by Mike nor any of its owners or employees is registered as a securities broker-dealer, broker, an investment advisor, or an investment advisor representative with the U.S. Securities and Exchange Commission, any state securities regulatory authority, or any self-regulatory organization. Any Services provided are for educational and informational purposes only. As more fully described below, Stocks by Mike is compensated by the companies or third parties who may own stock in or have some other interest in the companies (the “Clients”) who pay Stocks by Mike to communicate and disseminate information about these companies and their stock to its Readers.
SUBJECT OF SEC CONSENT ORDER. Publisher’s owner consented to the entry of an SEC Judgment in the United States District Court for the District of Massachusetts, Canse No. 1:14-cv-12959 (March 21, 2016) whereby he agreed not to violate the securities laws and a permanent bar from participating in an offering of penny stock (“Penny Stock”) as defined by Rule 3a51-1 of the Securities Exchange Act of 1934. According, Publisher will not discuss or market any Penny Stock or it issuers.
the SERVICES ARE For Information Purposes Only and advertising the companies and their securities; Not PERSONALIZED Investment Advice.
The Services or any communications made in connection with such Services are not, and should not be construed to be, personalized investment advice directed to or appropriate for any particular user or readers of our Services. Likewise, the Services or any communications made in connection with them should not be relied upon for purposes of making transactions in securities or holding any position in securities, nor should they be construed as an offer or solicitation to sell or buy any security.
We cannot and do not assess, verify, or guarantee the suitability or profitability of any particular investment. Stocks by Mike specifically disclaims any and all liability or loss arising out of any action taken in reliance on the Services, including but not limited to market value or other loss on the sale or purchase of any company, security, instrument, or any other matter including but not limited to those profiled or discussed by Stocks by Mike.
Results Presented ARE Not VERIFIED OR TYPICAL; ACTUAl results will vary.
The Services may contain information regarding the historical trading performance of a client’s or company’s securities. Please be aware that past performance is not indicative of future performance, and any results presented in the Services are NOT TYPICAL, and should not be understood as typical, of trading performance generally. Actual results trading in a company’s stock will vary widely given a variety of factors such as experience, skill, risk mitigation practices, market dynamics and the amount of capital deployed.
SUBSTANTIAL RISK INVOLVED; SEEK INDIVIDUAL PROFESSIONAL ADVICE BEFORE INVESTING.
Any individual who chooses to invest in any securities of the companies mentioned, referred to, or profiled in the Services should do so with caution. Investing or transacting in any securities involves substantial risk; you may lose some, all, or possibly more than your original investment. Investing in some of the lower capitalized or priced securities discussed in the Services is highly risky. There may be a limited market for trading or liquidating the securities discussed and the price of such securities may fluctuate widely over a short time period. Users of our Services bear responsibility for their own investment research and decisions, and should use information from the Services only as a starting point for doing additional independent research to form their own opinion regarding investments. It is easy to lose money trading, and we recommend always seeking individual advice from a licensed or registered professional and educating yourself as much as possible before considering any investments.
It should NOT be assumed that investing in any of the companies or securities presented on or discussed in connection with the Services will be profitable or that any investment will not result in losses.
Stocks by Mike is Paid to discuss the companies and their securities.
Generally, Stocks by Mike has been paid directly or indirectly by the issuer of any security (collectively, “issuer paid”) mentioned in our Services or others to discuss the security or the issuer of the securities. On certain occasions, Stocks by Mike may not be paid by the issuer but rather paid by a third party who may own the issuer’s securities. Stocks by Mike will disclose in the publication whether it has been paid directly or indirectly by the issuer or a third party, the amount and form of compensation, what the payment covers and in cases where it is not issuer paid, whether the payor owns securities in the company
USE OF FORWARD-LOOKING STATEMENTS.
Certain statements made in our Services may constitute forward-looking statements within the meaning of Sections 27A of the Securities Act of 1933 and 21E of the Exchange Act of 1934. Forward-looking statements often include words such as “believes,” “anticipates,” “estimates,” “expects,” projects,” intends,” or other similar expressions of future performance or conduct. Forward-looking statements are based on expectations, estimates, and projections at the time the statements are made and are not statements of historical fact. They involve many risks and uncertainties that could cause actual results or events to differ materially from those presently anticipated. There is no guarantee that past performance will be indicative of future results. Stocks by Mike does not undertake any obligation to update forward looking statements in light of new information or future events. Readers can review all public SEC filings made by any public company mentioned in any of the Services at https://www.sec.gov/edgar/search/.